Janus Henderson Global Investors is a leading independent global asset manager, dedicated to delivering the best outcomes for clients through a broad range of actively managed funds.
We provide our institutional, retail and high net-worth individuals with access to skilled investment professionals representing a broad range of asset classes including, equities, fixed income, multi asset and alternatives.
We are a team of independent thinkers who work tirelessly to help our clients achieve their goals and we do it by fostering an energetic and collaborative culture that ensures our people love the place they work.
Headquartered in London, Janus Henderson is a truly global asset manager with a diverse geographic footprint, managing assets from 27 offices globally and employing more than 2,000 staff.
Corporate Title : Compliance Senior Manager
The European Compliance team comprises approximately 40 employees who oversee all of Janus Henderson’s business activities in UK, Europe and South America.
The department works closely alongside teams in Denver and throughout Asia including significant collaboration and joint use of systems and policies.
The mission of the Compliance Department is to promote and encourage adherence to the regulatory obligations and rules to which Janus Henderson management and staff are subject.
The aim is to assist the group in developing a culture where its business is conducted within both the letter and spirit of the applicable laws and regulations in the interests of our customers and to minimize the risk of reputational damage or regulatory sanction.
In achieving these objectives we will manage relationships with our regulators, provide advice and guidance to our business partners, monitor the activities performed by the group and provide training when required.
Specific departmental functions are :
Overview of the Role
This role will lead compliance advisory support in Luxembourg, as well as undertaking the MLRO role in Luxembourg.
This role is located in our Luxembourg office, and will form a core part of the local team which includes a number of product, distribution, operations, risk and compliance professionals.
The compliance function will have a matrix reporting line to the Head of Compliance in Europe. The role will focus on our Luxembourg and Irish fund ranges.
The role will offer the opportunity to be involved in major corporate projects as well as local operations.
Duties and Responsibilities
Technical Skills and Qualifications
Ongoing competence in the role to be assessed by :
At a minimum the role requires the individual to :
The individual in the role is ultimately accountable for his / her own actions and is responsible for seeking further information on any or all of the above as necessary.
Janus Henderson Investors (including its subsidiaries) will not maintain existing or sponsor new industry registrations or licenses where not supported by an employee’s job functions (as determined by Janus Henderson Investors at its sole discretion).
All applicants must be willing to comply with the provisions of Janus Henderson Investors' Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political contributions and political activities.
Applicants’ past political contributions or activity may impact applicants’ eligibility for this position. Janus Henderson Investors is an equal opportunity / Affirmative Action employer.
All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status.
All applications are subject to background checks.