Senior Compliance Officer MUR70 - 1 year CDD
Greenfield Luxembourg
Luxembourg
il y a 1 mois
source : Moovijob

Senior Compliance Officer MUR70 - 1 year CDDGreenfield is pleased to be working closely with a fund administrator servicing real estate and private equity clients which operates globally.

The group is the fastest growing in its sector and continues to expand rapidly. In order to grow their compliance team, they are seeking to recruit a senior officer to join its Compliance Department for a 12 months period to cover a maternity leave.

The person will be responsible to support the Compliance department in designing, evaluating, supporting, and influencing a culture of compliance throughout the organization, as well as assisting in the management and execution of an efficient AML monitoring program.

  • This is a great opportunity to join a fast pacing environment. The Role To undertake the compliance monitoring programs for clients and drafting tailored reports to the boards and presenting findings and recommendations as appropriate;
  • To ensure the group complies with specific applicable laws, circulars and guidance and its internal policies and procedures;
  • Assist the board and management teams of the administration and depositary businesses by reviewing potential new clients, including the review of new business take-

  • on forms, client due diligence profiles, risk assessments, client identification documents and other documents as appropriate;
  • Review clients for adherence to applicable law and regulation; To act as the principal point of contact on all regulatory and compliance matters;
  • Monitoring changes to applicable law, regulation and guidance and preparing quarterly compliance report to the Board; Review individual funds for compliance with applicable regulation and report on any findings with recommended actions where appropriate;
  • Draft and present reports to senior management and the boards where required; Ensuring internal policies and procedures are being consistently and effectively adhered to;
  • Acting as primary liaison with internal auditor; Improving internal systems to facilitate compliance with the regulatory framework;
  • Maintaining records for each entity, to include conflicts, breaches, complaints and any other records that may be required to be kept from a compliance perspective.

    Your Profile Strong knowledge of legal and regulatory requirements Ability to draft reports, business correspondence, policy documents and procedure manuals.

    Ideally 5 or more years of demonstrable experience within the financial services industry Good understanding of anti-money laundering legislation and client due diligence requirements as it applies to a Luxembourg professional of the financial sector.

    Ability to work in a small company environment with focused and hardworking individuals Ability to plan effectively, with strong deadline orientation The candidate will have a legal or accounting qualification or have equivalent skills and experience.

    If you are interested in this position, or would like to discuss other roles that we are currently recruiting for, please forward your CV in English to Muriel Newton.

    Greenfield is a Luxembourg recruitment agency specializing in the Accounting & Controlling, Operational Finance & Banking, Legal and Human Resources sectors.

    Offering superior results through its modular approach, Greenfield makes the recruitment process faster and easier. >

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