This role will lead compliance advisory support in Luxembourg, as well as undertaking the MLRO role in Luxembourg.
It will form a core part of the local team which includes a number of product, distribution, operations, risk and compliance professionals.
The compliance function will have a matrix reporting line to the Head of Compliance in Europe.
The role will focus on our Luxembourg and Irish fund ranges.
Client Details The Asset Manager is a leading independent global asset manager, dedicated to delivering the best outcomes for clients through a highly diversified range of actively-managed products.
They support our individual and institutional investors across a range of products, encompassing equities, fixed income, multi-asset and alternatives.
Description Lead the provision of advice and guidance to the business in Luxembourg on technical compliance queries as they arise Issue and present reports on compliance findings, analysis and recommendations as appropriate, including to the DPs (CP86) and Conducting Officers Support the business in Luxembourg to understand the key risks and controls Work with the global compliance function on firm-
wide initiatives / programs, such as investment guidelines, trade surveillance and PA Dealing Oversee compliance with policies (including the personal code of ethics) in Luxembourg Develop and implement framework for compliance oversight of the branches to reflect enhanced role of the management company in Luxembourg post-
Brexit MLRO Designated MLRO in Luxembourg Ensuring appropriate anti money laundering procedures and policies are in place, and provide staff training on them Monitor against policies, provide risk assessment and reporting Develop assessment of financial crime risks as they relate to the relevant fund ranges Monitor, assess and address local AML regulations, including tracking new regulatory developments Support the Global MLRO on projects and information requests as required Profile At Least 8 years of experience in Compliance Detailed knowledge of applicable UCITS regulation and local regulatory environment Detailed knowledge of anti-
money laundering rules and regulations Sound knowledge of other CSSF and CBI regulatory requirements and principles Fluent in English Job Offer The role will offer the opportunity to be involved in major corporate projects as well as local operations An energetic and collaborative culture that ensures to the people love the place they work A team of independent and innovative thinkers