About Us :
Wells Fargo provides middle market, large corporate and financial institution customers with a range of international solutions, including treasury management, credit, payments, financing, foreign exchange, and trade services.
Wells Fargo operates from 42 countries and territories outside of the U.S., including branches in Beijing, Cayman Islands, Dubai International Financial Center (DIFC), Hong Kong, London, Seoul.
Main function of the job :
Wells Fargo Asset Management Luxembourg S.A. (WFAML) was established November 2014 and is governed by chapter 15 of the law of 17 December 2010 on undertakings for collective investment.
WFAML currently serves as Management Company for a family of UCITS. WFAML’s capabilities will be extended to serve as AIFM to several alternative fund structures in 2016.
WFAML also serves as global distributor for our non-U.S. distribution activities.
WFAML is a subsidiary of Wells Fargo Funds Management based in the U.S., which is a line of business within Wells Fargo Asset Management (WFAM).
WFAM currently manages $19 billion in separate accounts and $7 billion in pooled funds for clients located outside the U.
S. Our funds are registered in 20 countries. Further expansion of our asset management capabilities outside the U.S. is a critical growth initiative for WFAM.
Note : In addition to these functions employees are required to carry out such other duties as may reasonably be required)
Assess the adequacy and effectiveness of WFAML’s measures, policies, and procedures put in place to prevent compliance failures.
Consult frequently with Conducting Persons on regulatory compliance-related matters :
Market Skills and Certifications
Skills / Experience Required :
Team members support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-
driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions.
There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.