Compliance Senior Officer M/F
Amundi Luxembourg
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Amundi is Europe's largest asset manager by assets under management and ranks in the top 10 (1) globally. Thanks to the integration of Pioneer Investments, it now manages over 1.

3 trillion (2) euros of assets across 6 main investment hubs (3). Amundi offers its clients in Europe, Asia-Pacific, the Middle-

East and the Americas a wealth of market expertise and a full range of capabilities across the active, passive and real assets investment universes.

Headquartered in Paris, and listed since November 2015, Amundi is the 1st asset manager in Europe by market capitalization and the 5th globally (4).

Leveraging the benefits of its increased scope and size, Amundi has the ability to offer new and enhanced services and tools to its clients.

Thanks to its unique research capabilities and the skills of 5,000 team members and market experts based in 37 countries, Amundi provides retail, institutional and corporate clients with innovative investment strategies and solutions tailored to their needs, targeted outcomes and risk profiles.

1. Source IPE Top 400 asset managers published in June 2017 and based on AUM as of end December 2016.

2. Source : Pro forma Amundi and Pioneer Investments combined figures as of end December 2016

3. Investment hubs : Boston, Dublin, London, Milan, Paris and Tokyo

4. Based on market capitalization as of 04 / 30 / 2017

Business type

Compliance / Financial Security

Complementary business types

Job summary

Amundi Luxembourg is recruiting for its Compliance Department a :

Compliance senior officer Full time (f / m)

In this role :

As an active member of the team, you support the Head of Compliance / MLRO in all aspects of the compliance control framework of Amundi Luxembourg to ensure compliance with regulatory obligations and regulation and follow actions to mitigate non-

compliance risks. You are particularly in charge of the financial security framework, monitor the application of all AML / KYC and International Sanctions policies and procedures and respond to any financial security enquiries, escalating issues to the Head of Compliance / MLRO as appropriate.

Main tasks :

You have the following key duties and responsibilities :

  • Implement the financial security compliance monitoring program
  • Maintain regular AML / FT Risk assessment
  • Ensure the control of KYC files
  • Monitors on an ongoing basis transactions and PEP / sanctions controls
  • Conduct analysis and investigation where necessary
  • Oversee the AML training program and promote awareness with the businesses of the industry standards
  • Actively participate with the Group Financial Security Business Line
  • Perform due diligence on distributors and oversight on the distribution network
  • Perform oversight, initial and ongoing due diligence, on transfer agent activities
  • Produce tailored compliance reports to the Fund boards of directors
  • Participate and report at the Compliance Committee
  • 1-year Master's (M1)

    Academic qualification / Speciality

    Master Degree in Law, Finance or Economics

    Level of minimal experience


    Minimum of 4 to 5 years of experience in compliance ideally in the fund industry

    Required skills

  • Analytical mind-set, accountable and reliable with strong organizational skills
  • Pro-active and ability to work under pressure and problem solving
  • Good personal relationship skills to interact at all levels efficiently
  • Technical skills required

    IT skills : Excel, PowerPoint


    Fluency in French and English, any other language would be an asset

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